FinReg provides a boutique consultancy service to financial institutions, buy-side firms and FinTech vendors. Established in early 2015, FinReg advises on client lifecycle management design and implementation.
Our team of experienced consultants specialise in OTC derivative reform and solution design required to address the complexities of the regulations.
Prior to establishing FinReg, Charles worked in the financial services industry holding a variety of roles across American, British and Australian institutional and investment banks. Developing specialised knowledge in exotic products and derivative regulatory reform, Charles held management positions in middle office and project roles, concentrating on the complex front to back office functions of investment banking and leading teams in achieving regulatory reform compliance.
Charles is very experienced in rapid development within a complex environment, where global regulators frequently impose tight timelines. His input has been sought at industry forums and panel discussions regarding the roll out of derivative reform and client lifecycle management.